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FORM 4
[ ] Check this box if no longer U.S. SECURITIES AND EXCHANGE COMMISSION
subject to Section 16. Form Washington, D.C. 20549
4 or Form 5 obligations may
continue. See Instruction 1(b). STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person* Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person
to Issuer (Check all applicable)
Vrabeck Kathy P. Activision, Inc. (ATVI) ___ Director ___ 10% Owner
__________________________________________ _____________________________________________ X Officer (give ___ Other (specify
(Last) (First) (Middle) 3. IRS or Social 4. Statement for --- title below) below)
Security Number of Month/Year
Reporting Person Executive Vice President,
c/o Activision, Inc. (Voluntary) February 2001 Global Brand Management
3100 Ocean Park Boulevard ______________________________________________________________
__________________________________________
(Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing
Original (Month/Year) (Check Applicable Line)
Santa Monica California 90405 X Form Filed by One Reporting Person
__________________________________________ -- Form Filed by More Than One
(City) (State) (Zip) Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
5. Amount of
3. Trans- 4. Securities Acquired (A) Securities
2. Trans- action or Disposed of (D) Beneficially 6. Ownership
action Code (Instr. 3, 4 and 5) Owned at Form: 7. Nature of
Date (Instr. --------------------------- End of Direct(D) Indirect
(Month/ 8) (A) Month or Beneficial
1. Title of Security Day/ Amount or Price (Instr. Indirect(I) Ownership
(Instr.3) Year) (D) 3 and 4) (Instr. 4) (Instr. 4)
- ----------------------------- --------- ---------- -------- --- -------- ------------ ------------- ------------
Code V
Common Stock, par value
$.000001 per share 2/5/01 M 25,000 A $12.25
Common Stock, par value
$.000001 per share 2/5/01 S 25,000 D $20.00
Common Stock, par value
$.000001 per share 2/5/01 M 9,375 A $6.00
Common Stock, par value
$.000001 per share 2/5/01 S 9,375 D $20.00
Common Stock, par value
$.000001 per share 2/26/01 M 7,500 A $8.625
Common Stock, par value
$.000001 per share 2/26/01 S 7,500 D $23.00 3,000.3923(1) D
* If this form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
(Print or Type Responses)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
2. Conver- 5. Number of Deriv- 6. Date Exercisable
sion or 3. Trans- 4. Trans- ative Securities and Expiration Date
Exercise action action Acquired (A) or (Month/Day/Year)
Price of Date Code Disposed of (D) -----------------------
Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5) Date
1. Title of Derivative Security ative Day/ ----- ---- ----------------------- Exercis- Expiration
(Instr. 3) Security Year) Code V (A) (D) able Date
(Month/
Day/Year)
- ---------------------------------- ----------- ---------- ------------ ----------- ----------- ---------- ----------
Employee Stock Options $12.25 2/5/01 M 25,000 8/5/00(2) 8/5/09
Employee Stock Options $6.00 2/5/01 M 9,375 4/18/04(3) 4/18/10
Employee Stock Options $8.625 2/26/01 M 7,500 2/3/01(4) 8/3/10
Employee Stock Options $8.625 8/3/00 A V 75,000 2/3/01(4) 8/3/10
Employee Stock Options $6.00 4/18/00 A V 37,500 10/1/00(5) 4/18/10
9. Number of 10. Ownership
Derivative Form of
Securities Derivative
7. Title and Amount of Underlying Benefi- Security:
Securities (Instr. 3 and 4) cially Direct 11. Nature of
--------------------------------- 8. Price of Owned (D) or Indirect
Amount or Derivative at End Indirect Beneficial
1. Title of Derivative Title Number of Security of Month (I) Ownership
Security (Instr. 3) Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4)
- ---------------------- -------------------- --------- ------------- ------------- -------------- --------------
Employee Stock Options Common Stock 25,000
Employee Stock Options Common Stock 9,375
Employee Stock Options Common Stock 7,500
Employee Stock Options Common Stock 75,000
Employee Stock Options Common Stock 37,500 145,625 D
Explanation of Responses:
(1) Includes 1,000.3923 shares acquired under the issuer's employee stock purchase plan in October 2000.
(2) The options vest in three equal annual installments beginning on August 5, 2000.
(3) The options vest on the fourth anniversary of the date of grant, except that if at any time from April 18, 2000 through March 31, 2001, the closing
price of a share of common stock equals or exceeds $9.50 per share for five consecutive trading days, the options will vest on the day immediately
following such five consecutive trading day period.
(4) The options vest 20% on 2/3/01; 10% on each of 8/3/01, 2/3/02, 8/3/02, 2/3/03, 8/3/03 and 2/3/04; and 20% on 8/3/04.
(5) The options vest in four equal installments on each of October 1, 2000; April 1, 2001; October 1, 2001; and April 1, 2002.
/s/ Kathy P. Vrabeck 3/7/01
**Intentional misstatements or omissions of facts constitute ------------------------------- ----------
Federal Criminal Violations. See 18 U.S.C. 1001 and **Signature of Reporting Person Date
15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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